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How Nations Collapse
How Nations Collapse
Description
Book Introduction
Jared Diamond and Angus Deaton recommend
A scientific analysis of political integration and disintegration!

Why do all nations and societies repeatedly suffer from political instability? Many societies rise and fall, experiencing civil wars, revolutions, or other periods of profound turmoil, while only a few emerge from chaos smoothly and without major upheaval.
A period of stability and peace lasts no more than 100 years, or at most 200 years.
Peter Turchin has compiled a database of hundreds of crisis cases from every continent around the world and applied a methodology that has been successful in complexity theory to develop his argument on why societies repeatedly fall into crisis (this is called historical dynamics).
According to him, four structural factors are driving the crisis.
These factors include elite overproduction, mass impoverishment, weakening of state finances and legitimacy, and geopolitical factors.
The most important driving factor among these is elite overproduction, which manifests itself in competition and conflict within the elite and in the discontent of those who fail to enter the elite.


Along with this, it attempts to understand why some crises lead to horrific outcomes (such as the death of countless people, the annihilation or downfall of the elite or ruling class), while others are relatively smooth. What mistakes did the leaders and citizens make in the former cases? What did they do right in the latter? With even the legitimacy of the courts, the ultimate social consensus, weakened, can Korean society today emerge from its crisis? I hope this book will offer at least a glimpse of the answer.
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index
introduction

Part 1.
Historical dynamics of power


Chapter 1.
Elites, Elite Overproduction, the Road to Crisis
Chapter 2.
One Step Back: Lessons from History

Part 2.
Factors driving instability


Chapter 3.
“Farmers are disgusting.”
Chapter 4.
Revolutionary Army
Chapter 5.
ruling class
Chapter 6.
Why is America a plutocracy?

Part 3.
Crisis and its aftermath


Chapter 7.
The collapse of the state
Chapter 8.
Histories of the Near Future
Chapter 9.
The Wealth Pump and the Future of Democracy

Acknowledgements
supplement
A1.
New historical science
A2.
Historical Macroscope
A3.
Structural dynamics approach
main
References
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Into the book
Today, too many 'elite aspirants' are competing for a limited number of positions in the upper echelons of politics and economics.
In our model, we call this condition elite overproduction.
The impoverishment of the masses, the overproduction of the elite, and the resulting conflict within the elite are increasingly undermining our civic cohesion.
If this sense of national cooperation disappears, the country will rot from within in an instant.
The growing vulnerability of society is manifested in the erosion of trust in state institutions and the disintegration of the social norms that govern public discourse—and the functioning of democratic institutions.
--- From the "Introduction"

Who are the elites? … The elites are simply those with more social power (power holders).
…if you're an American and your net worth falls in the $1-$2 million range, you're roughly in the top 10 percent… Most people in this category aren't particularly powerful in the sense that they have a lot of people around them to give them orders.
But millions of dollars in wealth (and the higher incomes that often go with it) give this 10 percent a lot of control—power—over their lives.
…they are definitely out of ‘instability’.
--- From "Chapter 1 Elites, Elite Overproduction, and the Road to Crisis"

While revolutions occurred in succession in France (1789, 1830, 1848…), England entered a ‘revolutionary situation’ in 1830, but somehow avoided national collapse.
Why this happened is a very interesting topic.

--- From "Chapter 2: One Step Back: Lessons from History"

A look at history (and the 'crisis database') reveals that the highly educated precariat (or, in the terminology of historical dynamics, the frustrated elite aspirants) is the class most dangerous to social stability.
The overproduction of young people with advanced degrees has been a key factor driving social upheaval from the revolutions of 1848 to the Arab Spring of 2011.
The Communist Manifesto declares, “The proletariat has nothing to lose but its chains.”
But the old Marx was proven wrong.
The impoverished proletariat is not the agent that can bring about a successful revolution.
The truly dangerous revolutionaries are frustrated elite wannabes who, thanks to their privilege, education, and connections, can wield considerable influence.

As of 2022, we are clearly transitioning from a pre-crisis phase, where the nation [the United States] struggled to maintain control of the ideological landscape in the face of multiple anti-elite challengers, to a next phase, where numerous competitors are vying for dominance.
Politicians who still cling to the old-establishment values ​​of moderation and cooperation among elites are retiring or losing elections to challengers with more extreme views.
--- From "Chapter 4 Revolutionary Army"

Excluding Black Americans from the agreement was a tactical choice by the FDR administration.
Southern votes were needed to push legislation through in the face of resistance from conservative corporate elites (the National Association of Manufacturers), who were adamant that no concessions should be made to the working class.
Looking back, it seems that this decision to abandon black workers was the reason John F.
The next generation of leaders, such as Kennedy, Robert Kennedy, and Lyndon Johnson, could usher in a new era of civil rights movement.
This era finally swept away the apartheid state that Southern elites had established in the aftermath of the Civil War and the failure of Reconstruction.

When we examine each case of state collapse, we find that in every case the overwhelming majority of the pre-crisis elite—whether members of the slave regime before the Civil War, the aristocracy of the French Ancien Régime, or the Russian intelligentsia around 1900—did not even notice the catastrophe that was about to engulf them.
They themselves shook the foundations of the nation and were shocked when the nation collapsed.

--- From Chapter 6, “Why is America a Plutocracy?”

What is the main lesson we should draw from this analysis of past cases of state collapse? Political authority governing complex human societies is far more fragile than a superficial glance would suggest.
State collapse, the sudden disintegration of the power networks that govern a society, occurs frequently throughout history and in the modern world.
Ruling classes are often defeated (and sometimes annihilated) by overwhelming forces in war or battle.
…but the most frequent cause of state collapse (rather than the result of external invasion) is the implosion of the ruling network.
…all complex societies are vulnerable to the disintegrating force of elite overproduction, and this is why they all experience periodic social disintegration.
The main problem is that plutocrats, acting in their own self-interest, tend to create institutional systems that favor the operation of the wealth pump.
The wealth pump increases, on the one hand, the impoverishment of the masses, and, on the other, elite overproduction (by creating more wealthy plutocrats).
In other words, the wealth pump is considered one of the most destabilizing social mechanisms known to mankind.

--- From "Chapter 7: The Collapse of the Nation"

If these extremists are a minority compared to the rest of the population, they do not pose a serious threat to the stability of the regime.
Because they are easily isolated and subdued by the police.
But when they become a majority, they can begin to coalesce into extremist organizations and pose a clear challenge to the ruling class.
…the process of extremism operates like a disease.
It spreads slowly, changing people's behavior and causing them to act in violent ways.
…there is a need to model these dynamics of social contagion.
It's very similar to the equations epidemiologists use—for example, to predict the dynamics of a coronavirus outbreak.

--- From "Chapter 8: Histories of the Near Future"

An even more worrying development is the shift in Western democracies from a "class-based party system" to a "majority-elite party system."
Earlier in this book (Chapter 8), we discussed this transition taking place in the United States.
The Democratic Party, which was the party of the working class during the New Deal era, became the party of the highly educated 10 percent by 2000.
The Republican Party, its rival, primarily caters to the wealthy 1 percent and ignores the 90 percent… When political parties abandon the working class, it creates a sea change in how social power is distributed within society.


It is clear that we are entering a particularly turbulent period in world history.
In the coming years, climate change, pandemics, economic recessions, conflicts between nations, and massive migration flows will severely test the resilience of each nation.
Will countries that have not tolerated rising levels of inequality (France, Denmark, Austria) be more resilient to these shocks? We want to know.
--- From "Chapter 9: The Wealth Pump and the Future of Democracy"

Publisher's Review
Competition and conflict within the elite, anti-elites who failed to enter the elite,
Mass impoverishment leads to recurrent political instability.


In his book, Re-Enlightenment, Steven Pinker argues that the world is getting better and that science and rational thinking are the driving forces behind social progress.
But looking at the chaotic situation today, it's hard to be optimistic that the world will necessarily get better.
According to Peter Turchin, all complex human societies have experienced recurring waves of political instability, and modern times are no exception.
Turchin examines some 300 crises that have occurred on every continent around the world, from the Napoleonic era to the present day, and analyzes why societies fall into crisis.
According to him, four structural drivers lead to cyclical political instability.
These include impoverishment leading to mass mobilization potential, elite overproduction resulting in internal conflict within the elite, weakened fiscal soundness and weakened state legitimacy, and geopolitical factors.
The most important driving factor is competition and conflict within the elite, which is a reliable predictor of an approaching crisis.
For today's America or other large, powerful empires, geopolitics is of little importance (according to Arnold Toynbee, empires die not by murder but by suicide).


It is clear that the United States (and the world order it leads) is entering a turbulent period.
Many people point to Trump's election as a symbol of that.
How did Trump become president of the United States? Trump is not the first "super-rich" person to run for president without political experience.
Steve Forbes (who lost in the Republican primary in 1996 and 2000) and billionaire Ross Perot (who ran as an independent in 1992 and 1996) ran unsuccessfully.
What's the difference between these two? First, the impoverishment of the American public is far greater in 2016 and 2024 than it was in 1990. (According to Angus Deaton's "Deaths of Despair and the Future of Capitalism," life expectancy in the United States has been declining since 2014, and especially for white workers aged 45-54 with a high school education or less.)
Americans who felt left behind expressed their discontent with the ruling class by voting for Trump (according to Turchin, the Democratic Party, which had been the party of the working class during the New Deal era, became the party of the top 1% and 10%, and the Republican Party, which had been the political vehicle of the top 1%, was taken over by a populist faction).


Second, the overproduction of elites in the United States was at work.
This can be confirmed by several indicators. First, the number of super-rich people in the United States (those with assets of more than $10 million) began to increase rapidly starting in the 1980s.
The number of millionaires increased from 66,000 households in 1983 to 693,000 households in 2019 (inflation-adjusted figure).
Additionally, the number of wealthy individuals seeking to become federal representatives (both House and Senate) has been increasing since the 1990s, with the number of wealthy aspirants running for office nearly doubling between 2000 and 2018.
And highly educated people are being mass-produced.
American universities are churning out graduates with advanced degrees like master's and doctorates, but by the 2000s, the number of positions available for these graduates was far below the number of graduates with advanced degrees (Guy Standing, famous for his basic income argument, calls these frustrated elite aspirants the "precariat").
The impoverishment of the masses, the overproduction of the elite, and the resulting conflict within the elite are increasingly undermining our civic cohesion.
At the same time, the social contract that underpins American society is weakening and the national spirit of cooperation is fading.
The result is a collapse of trust in state institutions and a dismantling of the social norms and democratic institutions that govern public discourse.


History is driven by structural forces:
Historical Path Changed by Elite Overproduction


The factors that triggered the American Civil War were mass impoverishment and elite overproduction.
Between the 1820s and 1860s, relative wages (the share of GDP paid to workers) fell by nearly 50% (similar to what has happened in the last 50 years!).
The impact this had on the well-being of ordinary people was enormous.
Life expectancy decreased by 8 years and height decreased.
Signs of discontent were also evident in the greatly increased number of deadly riots in the cities (38 between 1855 and 1860).
And there was elite overproduction.
Since the 1820s, most of the fruits of growth have been concentrated in the hands of the elite, whose numbers and wealth have increased dramatically.
In particular, the economic interests of the wealthy Southerners, who had originally been America's ruling class, clashed with those of the new millionaires in the North, who had their roots in railroads, steel, and mining.
As the number of elites increased rapidly, competition for government positions intensified.
History books tell us that the Civil War was a conflict over slavery, but in reality it was a fight over "slavery politics."
Lincoln initially did not seek to abolish slavery, but only opposed its expansion into new states. However, after he was elected, the South seceded from the Union, triggering war.

Let's look at the 2011 Egyptian revolution (the starting point of the Arab Spring).
We've heard that the Egyptian revolution was the result of massive popular protests against excessive police violence, the lack of civil liberties and freedom of expression, high unemployment, rising food prices, and low wages.
To some extent, that is true.
But there were forces moving beneath the surface.
Before the 1990s, only a small minority of young Egyptians had achieved a high level of education, but the Mubarak regime, with its modernization goals, massively expanded university education, and the number of university graduates increased rapidly after 1995.
But the number of positions available for young people with these degrees remained largely unchanged, and unemployed graduates turned out as revolutionary forces in mass anti-regime protests.
There was conflict within the elite.
Mubarak, Sadat's successor, broke with the centuries-old military rule of Egypt since the Mamluks when he took power and groomed his son, Gamal Mubarak, to succeed him.
When mass protests erupted in 2011, the military stood by and watched as Mubarak's regime fell.
Egypt returned to military rule after the military overthrew the disparate forces that had seized power through revolution (Morsi's regime).

Russia, Belarus, and Ukraine, which dissolved the Soviet Union in 1991 with the Belarus Agreements, were similar in that they had similar cultures and were anocracy states moving from dictatorship to democracy.
But it is ironic that Ukraine, the most democratic of these, is the poorest and most unstable, while Belarus, the most authoritarian, enjoys relative prosperity and stability.
The reason the 2014 revolution in Ukraine succeeded and the 2021 uprising in Belarus failed was because the ruling groups had different characteristics.
In Ukraine, the wealth pump created by the mass privatization of state-owned enterprises after the collapse of the Soviet Union led to overproduction by oligarchs, conflicts among them, and repeated collapse of the state.
In Belarus, the state retained ownership of major industrial conglomerates, preventing the rise of oligarchs.
In 2020, mass protests against the Lukashenko regime erupted, but contrary to popular expectations, the regime did not collapse.
Lukashenko has built strong links with the military elite, and there have been no defectors.
In Belarus, there was no wealth pump, no oligarchs and no conflict between them.

Lessons from History: How to Escape the Crisis

What was the conclusion of the crisis database cases collected by Turchin? The overall conclusion is bleak.
There were also many cases of significant population decline (due to war, revolution, epidemic disease, etc.), and in about two-thirds of cases, large-scale downward migration was observed, with elites falling to the ranks of the commoners.
There are very few instances where societies have weathered a crisis with minimal or no major impact.
Representative examples include Britain and Russia, which survived the revolutionary period in the 19th century, and the United States after the Great Depression in the 20th century.
Britain in the mid-19th century was undoubtedly a politically unstable society.
As unprecedented, long-term economic growth took hold, the number of economic elites and college students began to increase significantly.
Comparing the riots and resulting deaths from 1830 to 1867 with those of earlier periods provides insight into the extent of political instability Britain was experiencing.


However, Britain got through this period without a large-scale civil war or revolution.
First of all, because it was a vast empire, some of the overproduced elite emigrated to various parts of the world (such as the United States, Canada, Australia, and New Zealand).
And there were important institutional reforms.
As the uprisings continued, Britain's political elite began to feel the need for decisive reform.
In 1832, the right to vote was extended, in 1834 the Poor Law was reformed, and over the next two decades numerous further reforms took place (including the repeal of the Corn Laws in 1846).
Through this process, real wages in Britain doubled over the 50 years after 1867.
As one historian has noted, from the 1820s onwards, British elites demonstrated a remarkable ability to reform institutions and transform themselves from a fiscal-military state into an administrative state capable of meeting the demands of an increasingly complex commercial and industrial society.

Another example is the period of the Great Compression (a phenomenon in which the income gap between the rich and the poor and the wage gap between workers narrowed rapidly due to strong tax policies such as tax increases) that lasted from the 1930s to the 1960s.
During the Gilded Age of the late 19th century, America's economic and political elite paid no attention to the well-being of the working class.
But as riots became more frequent (notably the 1917 St. Louis riots that left 170 dead and the 1921 Tulsa riots that left 300 dead) and the socialist revolution in the Soviet Union heightened anxiety, the idea that measures to stabilize the situation were needed began to take hold among elites.
Through legislation, collective bargaining by labor unions was legalized, a minimum wage system was introduced, and a social security system was established.
In 1924, the passage of the Immigration Act reduced immigration, creating a powerful impetus for real wage increases over the next several decades.
At the same time, the Great Depression partially eliminated elite overproduction (the number of millionaires fell from 1,600 in 1925 to less than 900 in 1950).

Predictions of historical dynamics: What about South Korea?

Turchin argues that there are important recurring patterns in history, and that these can be observed across the entire span of history, spanning the past 10,000 years.
The field he leads is called Cliodynamics.
He began his research career as an ecologist and experienced the revolution brought about by complexity science in animal ecology in the 1980s, along with the development of computers.
It combined computer modeling and big data analysis to answer questions such as why many animal populations go through cycles of population growth and decline.
He has been applying this methodology to history since the 1990s.
In this respect, Turchin's analysis is unrelated to values ​​such as conservatism or progressivism.
We observe the laboratory with a cool-headedness, as if from the outside, and seek ways for society to change steadily without a cataclysmic event that could kill or injure many people.
South Korea has been producing an overabundance of elites by mass-producing college graduates since the 1980s, and inequality has worsened since the 2010s.
In a situation where conflict has already reached its peak, even the authority of the courts, which can be considered the most basic social agreement, is being undermined through martial law and the impeachment of the president.
According to Turchin's analysis, it is time for South Korea to gather its wisdom to understand where it is now, where it is going, and how to overcome this crisis.
GOODS SPECIFICS
- Date of issue: March 24, 2025
- Page count, weight, size: 424 pages | 570g | 148*210*28mm
- ISBN13: 9791193166949
- ISBN10: 1193166942

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